ICAS

Quicklinks

  1. About Us

    Find out about who we are and what we do here at ICAS.

  2. Find a CA

    Search our directory of individual CAs and Member organisations by name, location and professional criteria.

  3. CA Magazine

    View the latest issues of the dedicated magazine for ICAS Chartered Accountants.

  4. Contact Us

    Get in touch with ICAS by phone, email or post, with dedicated contacts for Members, Students and firms.

Login
  • Annual renewal
  • About us
  • Contact us
  • Find a CA
  • Advantage
  1. About us
    1. Governance
    2. ICAS strategy 2030
  2. Members
    1. Become a member
    2. Newly qualified
    3. Manage my membership
    4. Benefits of membership
    5. Career support
    6. Mentoring
    7. CA Wellbeing
    8. More for Members
    9. Area networks
    10. International communities
    11. Get involved
    12. Top Young CAs
    13. Career breaks
    14. ICAS podcast
    15. Newly admitted members 2023
  3. CA Students
    1. Student information
    2. Student resources
    3. Learning requirements
    4. Learning updates
    5. Learning blog
    6. Totum Pro | Student discount card
    7. CA Student wellbeing
  4. Become a CA
    1. How to become a CA
    2. Routes to becoming a CA
    3. Find a training agreement
    4. Why become a CA
    5. The CA qualification
    6. Accredited qualifications and exemptions
  5. Employers
    1. Train a Chartered Accountant
    2. Resources for Authorised Training Offices
    3. Professional entry
    4. Government-funded apprenticeships
    5. Learning redefined
  6. Find a CA
  7. ICAS events
    1. CA Summit
    2. Digital Practice Conference 2023
  8. CA magazine
  9. Professional resources
    1. Anti-money laundering
    2. Audit and assurance
    3. Brexit
    4. Business and governance
    5. Charities
    6. Coronavirus
    7. Corporate and financial reporting
    8. Cyber security
    9. Ethics
    10. Insolvency
    11. ICAS Research
    12. Pensions
    13. Practice
    14. Public sector
    15. Sustainability
    16. Tax
    17. Vulnerable persons toolkit
    18. EDI Toolkit
    19. Wellbeing Toolkit
    20. Trust in Chartered Accountants
    21. Research highlights trust
  10. CPD - professional development
    1. CPD - Everything you need to know
    2. CPD courses and qualifications
    3. CPD news and updates
    4. CPD support and advice
    5. Career support
  11. Regulation
    1. Complaints and sanctions
    2. Regulatory authorisations
    3. Guidance and help sheets
    4. Regulatory monitoring
    5. ICAS regulatory functions report 2022
    6. Regulation Strategy
    7. ICAS Regulation News
  12. CA jobs
    1. Rutherford Cross | Specialists in Finance Recruitment
    2. Resources for your job search
    3. Advertise with CA jobs
    4. Hays | A Trusted ICAS CA Jobs Partner
    5. Azets | What's your ambition?
    6. Hutcheon Mearns | Transforming finance
  13. Work at ICAS
    1. Business centres
    2. Meet our team
    3. Benefits
    4. Vacancies
    5. Imagine your career at ICAS
  14. Contact us
    1. Technical and regulation queries
    2. ICAS logo request

Key aspects of the money laundering regulation

Member price: £610 + VAT

Non-member price: £718 + VAT

Timing: 9.00am-5.00pm


Online Live, 23 July 2024

Email to book


Overview

The course covers the key regulations for money laundering and terrorist financing. It provides an introduction into the subject as a whole and comprehensive coverage of the Money Laundering Regulations with specific emphasis on the FCA regulated sector.

Who should attend

This course will be of benefit to all those who work in the FCA regulated sector and need to be aware of the Money Laundering Regulations 2017 and the Money Laundering Directives. The course is aimed at an introductory level but staff working throughout the organisation that are familiar with this topic may benefit as well.

What you will learn

By attending this course delegates will gain a firm understanding of how the current regulations affect the way that their firms operate. Topics covered on this course will include:

  • Background
    • Historical Context
    • The FATF Recommendations
    • The JMLSG Guidance
    • The National Crime Agency
    • POCA 2002
    • The Terrorism Act 2000
    • The Money Laundering Regulations 2017
    • Other Anti-money Laundering Law and Regulations
  • Scope
    • The 4th and 5th EU Money Laundering Directives
    • Business in the Regulated Sector
    • Exemptions
  • Risk-based Approach
    • Objectives of a Risk-based Approach
    • Control Procedures
  • Customer Due Diligence
    • Simplified
  • Enhanced Customer Due Diligence
    • Simplified
    • Enhanced Due Diligence
    • Beneficial Owners
    • Politically Exposed Persons
    • High risk jurisdictions
    • Ongoing Monitoring
    • The Effect on Tipping Off Under POCA 2002
  • Financial Sanctions
  • The current sanctions regime
  • Penalties for non-compliance
  • Policies and Procedures
    • Record Keeping
    • Reporting Requirements
    • Staff Awareness and Training
    • Senior Management Responsibility
    • Reliance on Third Parties
  • Supervision and Registration
    • Supervising the New Regime
  • Registration Processes
  • Enforcement
    • Supervisory Authorities
    • Powers of the Designated Authorities
    • Penalties
    • Business Relationships

Questions?

BPP | Tel: 0330 060 3303 | Email: ldicas@bpp.com

Footer links

  • Contact us
  • Terms and conditions
  • Modern slavery statement
  • Privacy notice
  • CA magazine

Connect with ICAS

  • TikTok (opens new window) TikTok Icon
  • Twitter (opens new window) Twitter Icon
  • LinkedIn (opens new window) LinkedIn Icon
  • Instagram (opens new window) Instagram Icon
  • Youtube (opens new window)

ICAS is a member of the following bodies

  • Consultative Committee of Accountancy Bodies (opens new window) Consultative Committee of Accountancy Bodies logo
  • Chartered Accountants Worldwide (opens new window) Chartered Accountants Worldwide logo
  • Global Accounting Alliance (opens new window) Global Accounting Alliance
  • International Federation of Accountants (opens new window) IFAC
  • Access Accountancy (opens new window) Access Acountancy
  • Women in Finance Charter (opens new window) Women in Finance Charter

Charities

  • ICAS Foundation (opens new window) ICAS Foundation
  • SCABA (opens new window) scaba

Accreditations

  • ISO 9001 - RGB (opens new window)
© ICAS 2022

The mark and designation “CA” is a registered trade mark of The Institute of Chartered Accountants of Scotland (ICAS), and is available for use in the UK and EU only to members of ICAS. If you are not a member of ICAS, you should not use the “CA” mark and designation in the UK or EU in relation to accountancy, tax or insolvency services. The mark and designation “Chartered Accountant” is a registered trade mark of ICAS, the Institute of Chartered Accountants of England and Wales and Chartered Accountants Ireland. If you are not a member of one of these organisations, you should not use the “Chartered Accountant” mark and designation in the UK or EU in relation to these services. Further restrictions on the use of these marks also apply where you are a member.

Our cookie policy

ICAS.com uses cookies which are essential for our website to work. We would also like to use analytical cookies to help us improve our website and your user experience. Any data collected is anonymised. Please have a look at the further information in our cookie policy and confirm if you are happy for us to use analytical cookies: