The Financial Services and Markets Act 2000 unified regulation of the financial services industry under one regulator. This report investigates dual roles and perceptions of key interested parties.
The role of auditors, reporting accountants and skilled persons in UK financial services supervision
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The Financial Services and Markets Act 2000 unified the regulation of the financial services industry under one regulator, the Financial Services Authority. Statutory auditors of firms in the financial services industry have additional responsibilities over and above those contained in the Companies Act. This report investigates the dual roles and perceptions of key interested parties