Audit, supervision and risk in financial services

The financial crisis has called into question the role of auditors, supervisors and the nature of financial risk. This report explains the evolution of these complex roles and provides policy recommendations. In particular, it focuses on: liaison between auditors and supervisors; accounting and auditing judgements in financial services audit; and the impact of the financial crisis on risk governance in financial services firms.

Published:
22 June 2015
Researchers:
Ian P Dewing and Peter O Russell
ISBN:
978-1-909883-14-7
EAN:
9781909883147

Audit, supervision & risk in financial services report

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Topics

  • Audit and Assurance
  • Research

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