Senior management responsibilities

Location:
Online course

Price: £30 + VAT


Online course

Book now with BPP


The principal financial services regulators, the Prudential Regulation Authority and the Financial Conduct Authority, require senior management of authorised firms to be aware of what the regulators expect of them and to be able to provide evidence of meeting regulatory requirements, were one or both of the regulators to visit the firm. This course covers key aspects of senior management responsibilities based on the regulators' handbooks and public statements made. The material has been aligned with what is generally perceived to be current best practice. 

What you will learn

  • Background to importance of Senior Management Responsibilities
  • Governance
  • Policy and Control Framework
  • Key functions
  • Risk management
  • Preventing financial crime
  • Capital management
  • Board responsibilities

Who should attend

This course is aimed at those wishing to get an understanding of the responsibilities that the regulators require senior management in financial firms to undertake. The course will be of particular interest to Approved Persons

View full event details

Content

  • Capital management
  • Governance
  • Challenge by non-executive directors
  • Risk management
  • Compliance / internal audit

Location

Online course

Contacts

BPP
Tel: 0330 060 3303
Email: ldicas@bpp.com

Topics

  • Training courses
  • Corporate and financial reporting
  • Online learning

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