Financial Services Regulation - refresher and update

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Date:
17 October 2019
Time:
9am - 5pm
Location:
London

Member price: £522.75 + VAT

Non-member price: £615 + VAT


London, 17 October 2019

Email BPP to book


What you will learn

The aim of this intensive one day course is to keep you up to date with the breaking news and issues in Financial Services regulation. The emphasis will be on UK and EU issues, with an eye to US and other jurisdictions which impact on European firms. The amount of Financial Services Regulation is ever-growing and the rate of change is increasing.

By the end of the course you will be able to:

  • Explain how the key changes will impact on your firm/clients
  • Demonstrate why these changes have been introduced
  • Describe potential challenges ahead

Who should attend

This course is suitable for members of Compliance and Risk departments of Financial Services organisations, and those whose work is impacted on by regulation. Also Professional Services professionals whose clients include Financial Services companies.

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Content

The likely areas of coverage are:

  • EU Financial Regulation structure
  • Conduct risk
  • Corporate Governance
  • Basel III
  • Solvency II – pillar 3
  • Solvency II – pillar 3
  • Retail Financial Services regulation
  • Wholesale markets regulation
  • Responses to Operational Risk failures of 2014
  • 4th Money Laundering Directive
  • 4th Client Assets (CASS) IT changes
  • MIFID
  • EMIR/CPP
  • US and other regulations

Location

London

Contacts

BPP
Tel: 0330 060 3303
Email: ldicas@bpp.com

Topics

  • Corporate and financial reporting
  • England and Wales
  • Training courses
  • London and Home Counties

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