An introduction to UK financial regulation online course


This course looks at the need for financial regulation in the UK and the need to make sure that markets and financial systems are sound and stable.

The regulations exist primarily to ensure that consumers are given a fair deal. Consumers should have access to products and services that meet their needs from firms that they can trust.

Price: £35 + VAT

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What you will gain

An update on the framework of financial regulations in the UK to ensure that financial systems are sound and stable.

Course content

By the end of this course, you will have a greater understanding of:

  • the framework of regulations in the UK
  • the implications of the general prohibition
  • the process of becoming a regulated firm
  • the process of becoming an approved person
  • the conduct of business rules
  • the process through which the FCA can enforce its rules
  • other regulatory issues


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  • Corporate and financial reporting
  • Online learning

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